De Clercq-Tajir, as a venture capital entity operating under the regulatory framework of the Abu Dhabi Global Market (ADGM) Financial Services Regulatory Authority (FSRA), hereby assert our unwavering commitment to adhering to and complying with all pertinent regulations and guidelines set forth by the FSRA.
As a regulated entity within the ADGM jurisdiction, we are fully aware of the importance of maintaining the highest standards of conduct, transparency, and compliance in all our operations. We understand that adherence to FSRA regulations is not just a legal obligation but a fundamental principle that upholds the integrity of the financial markets and ensures the protection of our investors and stakeholders.
Our compliance framework encompasses but is not limited to the following key areas:
- Licensing and Registration: We have duly obtained the necessary licenses and registrations as required by the FSRA to engage in venture capital activities within the ADGM jurisdiction.
- Regulatory Reporting: We commit to timely and accurate reporting of all required financial and operational data to the FSRA, ensuring full transparency of our activities.
- Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT): We have implemented robust AML and CFT policies and procedures to detect and prevent any suspicious activities in accordance with FSRA guidelines.
- Data Protection and Privacy: We prioritize the protection of sensitive data and comply with data protection and privacy regulations as outlined by the FSRA.
- Risk Management: We have established comprehensive risk management practices to identify, assess, and mitigate risks associated with our venture capital investments and operations.
- Corporate Governance: We uphold high standards of corporate governance, ensuring that our board and management adhere to the FSRA’s governance requirements.
- Investor Protection: We are committed to safeguarding the interests of our investors and providing them with the necessary information and protections as mandated by FSRA regulations.
- Market Integrity: We pledge to maintain the integrity of the financial markets by adhering to FSRA’s market conduct regulations.
This compliance note serves as a declaration of our firm’s dedication to upholding the highest ethical and regulatory standards within the Abu Dhabi Global Market. We recognize the importance of maintaining trust, transparency, and accountability in our dealings with all stakeholders.
Should you have any questions or require further information regarding our compliance practices, please do not hesitate to contact us.